Trouble With a Broker? Don’t Assume a Payout Is Coming – Chris Kissell

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If you believe your broker or brokerage firm has harmed you financially, don’t automatically expect to be compensated — even if you are granted an arbitration award, according to a new report from a bar association whose members represent claimants. Around 30% of arbitration awards from rulings by the Financial Industry Regulatory Authority (FINRA) were unpaid in 2020…

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