BrokerCheck Explained – Benjamin Din

What is BrokerCheck? BrokerCheck is a free service that allows you to investigate the records of brokers and brokerage firms. It also provides some basic information on investment advisor representatives and firms. The tool is provided by the Financial Industry Regulatory Authority, or FINRA — a self-regulatory non-governmental organization that oversees U.S. broker-dealers — to…

Benjamin Din writes for NerdWallet. Email: bdin@nerdwallet.com.

Read More